billion baht placed Thailand highest in the ASEAN region for a third year. Despite a challenging volatile environment, collaboration by all relevant participants helped the Thai capital market achieve a

building awareness widely to consumers and restructuring the business model for new opportunities. The company has a good performance comparing to the same industry because of the good cooperation from both

customers suspect the company of fraud or unauthorized disposal of customer assets, resulting in financial damage. The SEC has been investigating the above issues while maintaining continued collaboration

SEC Secretary-General Pornanong Budsaratragoon, together with the SEC executive team, held the meeting with ThaiBMA led by Director Yodrudee Santatikul, President Dr. Somjin Sornpaisarm,  and the

Bangkok, May 15, 2014 ? The SEC in cooperation with audit regulators in ASEAN countries host the ASEAN Audit Regulators Group (AARG) Meeting on May 15-16, 2014 in Bangkok. Auditors from the world?s

performance. https://www.ipieca.org/ IRENA The International Renewable Energy Agency is an intergovernmental organisation mandated to facilitate cooperation, advance knowledge, and promote the adoption and

Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69

investment advice, was negligent in supervising work control and compliance at the branch, which consequently led to inappropriate investment as far as the client's demand and risk profile were concerned. The

. These actions have led to the formulation of key results and Strategic Plan that truly respond to the demands of all target groups, which will lead to mutual understanding and cooperation in driving the

At the joint meeting held at the SEC Building yesterday, the SEC led by Secretary-General Pornanong Budsaratragoon and the management, and the ASCO led by Chairman Pichet Sithi-Amnuai, directors and