undertaking of foreign collective investment scheme at least in the following matters: (1) person responsible for undertaking of foreign collective investment scheme shall submit to securities company
and executing of customer’s derivatives trading order, containing at least the details of transactions executed by it for the customer from the time the order is taken until the transaction is completed
termination of the offering for sale of units of a collective investment scheme in the home jurisdiction, at least one month’s notice shall be provided in advance before the effective date of the merger or the
waivers and an approval to prevent events of default under the terms and conditions, as follows: (1) Granting a waiver for the company’s inability to close the bondholders' register at least 14 days
Short-Form report of the shares offering results must be submitted at least two (2) business days prior to the first trading day of the shares or within 30 days after the closing date of the offering
crowdfunding; (2) Requiring bondholders’ representatives to have paid-up registered capital of at least 25 million baht, which is comparable to securities companies maintaining clients' assets in
securities for which it is the service provider. This is to support the secured debt crowdfunding; (3) A bondholder representative is required to have a paid-up registered capital of at least 25
paid-up registered capital of at least 25 million baht, comparable to a securities company that safeguards client assets. Additionally, a funding portal acting as a bondholder representative is
by each underwriter. (2) The 81-1 Short-Form report of the shares offering results must be submitted at least two business days before the first trading day or within 30 days after the offering