continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a
receiver : Jubilee Enterprise Public Company Limited Service provider : At Vantage Company Limited Relationship : Close member of the same family of Executive Director 3. Type of transaction : Service
/securities-ITchecklist.xlsx QAQR-03.xlsx Relationships: Are there any business relationships between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint
sufficient funds to operate its business and had to cease the production of hot rolled coil, which further resulted in the Company’s liquidity problem and inability to repay a large amount of debt. Through the
Company’s liquidity problem and inability to repay a large amount of debt. Through the years, the Company engaged in several debt restructurings, as in 2010, where the Company entered into an agreement for
: 392,000,000 Baht Paid-up Capital : 392,000,000 Baht Transaction Summary : The Company will acquire Phoenix’s existing ordinary shares of 134.60 million shares from Nithipatratrat family, the existing
fully qualified to be a listed company on the Stock Exchange of Thailand, due to its money laundering activities. ADAM has been damaged by this act, while the Chansakulporn Family, consisting of Mr
joined the client as a director or in a key management position? 3 Family/Personal Relationships: Do they require that partners and professional staff report any immediate or close family and other
Family/Personal Relationships: Do they require that partners and professional staff report any immediate or close family and other personal relationships that might create a conflict? 4 Long Association