originally intended by the investors. Such wrongful acts incurred damages onto several clients, at an initial large sum of 74.8 million baht. SEC has considered that Napasook failed to perform duties or
application for renewal of approval can be filed with the SEC within March 31, 2012.?Although those affected, when compared with all listed companies and securitiescompanies, may not be a large number, the SEC
received large incentive amount; over 90 percent of which was from the account of this client. Trading securities on behalf of client and seeking benefits from the client during the performance of duties
sold short as they have large market capitalization and high liquidity. Given such conditions, it is unlikely that short selling transactions would affect market conditions.Regarding stock investments
). However, despite the ongoing upward trend, the issuances of these bonds were disproportionately small compared to the overall bond market. In addition, most issuers were large-scale companies in specific
the capital market at large. Record keeping is also a preventive tool against inappropriate securities trading. Earlier, the SEC disseminated a circular to all securities companies urging them to
launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of neighboring markets ever since. The improved results were due in large part to the active cooperation and well
program was launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of neighboring markets ever since. The improved results were due in large part to the active
mutual funds as an investment instrument for the benefit of the Thai capital market at large. Over time, the SEC and the AIMC have consistently worked together on various fronts, including industry