activities in the capital market. They harm the public and investors. Over the years, we have consistently promoted public awareness and knowledge on investment scams to help the public build a self-protection
aforementioned. Clause 6. Derivatives broker shall arrange to have an acceptable and reliable compliance unit. Such unit shall independently operate to monitor the operation of derivatives broker. Clause 7
. Derivatives broker shall arrange to have an acceptable and reliable compliance unit. Such unit shall independently operate to monitor the operation of derivatives broker. Clause 7. Derivatives broker shall
. Derivatives broker shall arrange to have an acceptable and reliable compliance unit. Such unit shall independently operate to monitor the operation of derivatives broker. Clause 7. Derivatives broker shall
(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Consultant on Complex Products Type 1 No. Relevant Knowledge Qualifications List of Required Examinations1 (1
measures to appropriately monitor, control, and manage each type of risks to ensure that these risks can be handled; (3) sufficient funding, appropriate systems and rules for membership and supervision of
=key_filetype%3Aaspx&fq=key_sitemap%3Aintermediaries&start=0&rows=10 1 - 1 of 1 results Sort by: Relevance Date (Newest) Date (Oldest) Thai Knowledge for Capital Market - Intermediaries สินทรัพย์ ดิจิทัล SHARE
=key_sitemap%3Aintermediaries&fq=key_filetype%3Aaspx&start=0&rows=10 1 - 1 of 1 results Sort by: Relevance Date (Newest) Date (Oldest) Thai Knowledge for Capital Market - Intermediaries สินทรัพย์ ดิจิทัล SHARE
causing the coin can only trade on Bitkub’s exchange and experiencing a very unusual price adjustment. Since Bitkub’s compliance system failed to supervise the product department to monitor the properties
A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related