which could have a significant impact on the quality improvement of the financial statements of issuing companies.In drafting the rules, the SEC has taken into consideration stakeholders? and public
obligation is performed by trust managers. However, trusts are listed securities on the Stock Exchange of Thailand; SEC therefore requires them to disclose information in the same way as securities issuing
services that may involve with electronic units named "DB coin" or "DB token", blockchain systems and other businesses.Those actions might be considered as persuading and issuing newly issued securities
interested in issuing ESG bonds, asset management companies and the general public, so they may comprehensively access information on ESG financial products, namely ESG bonds* and SRI funds. The platform will
will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
issuing regulations on disclosure of interim financial information, including the requirements on format, frequency and period of preparation and submission of interim financial reporting. Currently, SEC is
executive in a securities issuing company or a securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or
, reimbursement of investigative expenses incurred by the SEC, suspension of trading in securities or derivatives contracts, and bar from serving as a director or executive in a securities issuing company or a
> The SEC has banned Mr. Porameth from holding the position of director or executive at any issuing or listed companies for 3 years from 8 June 2018 to 7 June 2021. SEC Act (before the fifth
or executive at any issuing or listed companies for 1 year from 9 February 2019 to 8 February 2020. SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in