to maintain the qualifications as head of audit firm or partner or equivalent position from being terminated as capital market auditor immediately as long as they proceed to rectify and resume the full
under appropriate oversight and to maintain confidence of investors who use the services. The consultant paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=678
situations and fair treatment to all types of investors. The regulatory review also aims to promote and maintain stability and efficiency in securities trading. The SET will expedite the reviewing process of
/LawsandRegulations/securities-ITchecklist.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made
Confidential information CRAs should maintain in confidence all non-public information communicated to them by any issuer, or its agents, under the terms of a confidentiality agreement or otherwise under a
Investment & Insurance Penetrate Regional Market To Empower Every Customer’s Life and Business 8 TRANSFORMATION JOURNEYS 1. Ecosystem Partnership & Harmonized Channel 2. Intelligent Lending 3. Proactive Risk
IndustriesSupport Digital INTELLIGENT ELECTRONICS DEFENSE AUTOMATION AND ROBOTICS Services EDUCATION AND HUMAN RESOURCE DEVELOPMENT AEROSPACE & LOGISTICS HIGH-VALUE AND MEDICAL TOURISMHealth Medical & MEDICAL AND
(2003) . Clause 3 Maintenance of the net capital by a securities company shall be in accordance with the criteria as follows: (1) securities company shall maintain the net capital at the end of any
a securities company shall be in accordance with the criteria as follows: (1) securities company shall maintain the net capital at the end of any business day in the amount not less than fifteen
a securities company shall be in accordance with the criteria as follows: (1) securities company shall maintain the net capital at the end of any business day in the amount not less than fifteen