Guidelines on Establishment of Information Technology Systems
Re: Guidelines Relating to Operating Systems of Fund Management Business
Practical Guidelines on Disclosure of Information for Sustainable and Responsible Investing Funds (Attachment to Practical Guidelines No. Nor.Por. 2/2565)
Guidelines on the Consideration of Definition “Company” under Section 89/1
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual
Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual (No. 2)
Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment Advisory or an Undertaking of
knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by