amount of damage to several clients.Pisist's misconduct above is deemed a failure to perform duties honestly in accordance with the Notification of the Capital Market Supervisory Board*. The SEC has
complainant fell into the trap and later suffered damage from the investment.PPI office was located at 209/1 K Tower, Sukhumvit 21 (Asoke), Klongtuey Nua, Vadhana, Bangkok. Furthermore, PPI used website
redemption was in fact a breach of such terms and conditions, and consequently caused damage to the customer who had to return the tax deduction money to the Revenue Department and pay for the capital gain tax
Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting
account owner's knowledge to prevent potential damage. Recently, the SEC has punished offenders who caused damage to investors in several cases. In any event that an investor truly wishes to have a person
approximate amount of 8.5 million baht.TMB has terminated her employment without granting a compensation. The bank has also taken legal action on the case and paid compensation for the damage to every
) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors
wrongful acts against investors’ assets. In this regard, he used eight investors’ money for unit subscription for his own benefit, causing the total damage of 449,500 baht. At the time of the offense, he was
. The key points of revision are: (1) To increase the amount of damage claim eligible for entering the arbitration process; (2) To adjust the time period for preparation of arbitration request and