approval of the Office of the Securities and Exchange Commission Name Position Managing power Independence Full time (with / without) (yes / no) (yes / no
positions which are required the approval of the Office of the Securities and Exchange Commission Name Position Managing power Independence Full time (with / without) (yes / no) (yes / no
, led to an overhaul in international auditor supervision. The SEC has witnessed a shift from a system of Self-Regulatory Organization (“SRO”) under a professional body to a more stringent regulatory
remunerations of directors and executives,9 the independence of the Board of Directors from the Management, the director development and assessment of duty performance of directors including supervision of
Guidelines8 6.1.1 Policy and guidelines related to the Board of Directors covering the selection and the determination of remunerations of directors and executives,9 the independence of the Board of Directors
reporting process toward a higher quality. In the preceding years, the SEC mobilized various initiatives to support the preparers in building self- discipline and the understanding of appropriate and
บริษัทในเครือ ( การให้ยืมหลักทรัพย์แก่บริษัทจัดการและบริษัทในเครือ ( (ซ) หลักปฏิบัติในการจัดการลงทุนอย่างเป็นอิสระ (independence and objectivity) · 3.6 ระบบควบคุมการปฏิบัติงานภายในของผู้ขอรับใบอนุญาตที่
ทนุอยำ่งเป็นอิสระ (independence and objectivity) 3.6 ระบบควบคุมกำรปฏิบติังำนภำยในของผูข้อรับใบอนุญำตท่ีสำมำรถป้องกนั กำรน ำทรัพยสิ์นของลูกคำ้ไปแสวงหำผลประโยชนโ์ดยมิชอบอนัอำจก่อให้ เกิดควำมเสียหำยต่อ
business that serve a variety of client types, objective research is a cornerstone of Sustainalytics and ensuring analyst independence is paramount to producing objective, actionable research. Sustainalytics
) rating mutual fund and publishing the information on mutual fund rating with honesty, fairness, impartial, independence as well as due care for the sake of information recipients; (3) indicating the