Saroj submitted securities trading orders before notifying a client and caused such client to suffer loss. In addition, most trading transactions had no source of orders. Acting Sub-lieutenant Saroj
client and caused such client to suffer loss. In addition, most trading transactions had no source of orders. {A} admitted that the client allowed him to sell the securities in cases of making profit or
Bangkok, 4 December 2017 ? The SEC in cooperation with the Association of Provident Fund (AOP) has announced the 6th Best Provident Fund (PVD) Awards 2017 Project in search for the most outstanding
clarifications to the assessor in the same sessions as well as submitting empirical evidence and answering the assessor’s inquiries. “Protecting investors in the capital market is one of our most important
speech on the objectives and rationale for establishment of TRBN was given by the Minister of Finance, Uttama Savanayana .SEC Secretary-General Ruenvadee Suwanmongkok said “what SEC most expects from
Commerce. According to the study, the recording of accounting transactions by listed companies in Thailand can be further improved. The study also reveals that most audit adjustments occurred from the
). However, despite the ongoing upward trend, the issuances of these bonds were disproportionately small compared to the overall bond market. In addition, most issuers were large-scale companies in specific
valuable and useful comments from various stakeholders including governmental and private sectors, civil society, academic sector and international organizations. Most of the feedbacks agree with the
the core business of trading services. SEC Assistant Secretary-General Paralee Sukonthaman said: “Nowadays, growing information on investment products in the capital market makes most investors
’ problems and have ideas for solutions and teams must be dedicated to have ideas come true. Sufficient budget is also required to run business.” Before the end, Mr. Poramin Insom said “The most important