enhance audit quality of financial statements of entities under the SEC oversight to ensure confidence on financial reporting disclosed to the public. The SEC requires the auditor in the capital market to
industry growth. Over the years, the SEC and the TDO have collaborated to promote the use of digital assets as a fundraising tool, ensure appropriate investor protection, and develop guidelines for
information to the public and such information was incomplete, contrary to facts, insufficient for making an investment decision, or misled investors in a manner of concealing or disguise or making up non
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
. - For the offering bills, a statement 'This bill is a security and approved for sale in a private placement' shall be included on the front of the bills. - In case of bills having an agreement to
is not a person related to the issuer. - Securities companies that sell debt securities. - Financial advisor. - Securities companies that sell debt securities in case of an offer for sale of bonds
attain sustainable growth and drive the success of policy implementation.? Vorapol added that ?In support of the Thai capital market to strive forward as a regional financial connector, the SEC will
sectors using technologies, (2) positioning the Thai capital market as a regionally preferred venue to raise funds, (3) promoting governance and good standards of financial institutions and corporate
provision of capital market knowledge and information to the public in the northeastern part of Thailand. For example, the roles of the SEC in supervising the market and enhancing investor protection, giving