) ซักซ้อมความเข้าใจ เรื่อง Liquidity Management Tools : LMTs โดยนายพรพงศ์ ศักดาพัฒน์ ผู้ช่วยผู้อำนวยการ ฝ่ายนโยบายธุรกิจจัดการลงทุน (2) Best Practice การป้องกันและติดตามกรณีผิดนัดส่งมอบหลักทรัพย์ โดย

funding portal operation and suitability test in order to mitigate fraud risks and ensure that  investors will be informed of risks associated with investment in SMEs, in particular startups, and liquidity

amendment aims to facilitate securities companies in managing liquidity and generating benefits from the securities in possession. The Capital Market Supervisory Board’s meeting on 3 March 2020 approved in

such information by knowing that PPPM had insufficient liquidity to repay principal and interest of the Debenture No.2. The published information may mislead investors about PPPM’s materiality

declined EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, during the period of 30 May 2017 to 7 June 2017, Mr. Khajohnpong and Mr

declined EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, during the period of 30 May 2017 to 7 June 2017, Mr. Phisudhi and Mr

's lack of liquidity. Subsequently, during the period of 22 May 2017 to 2 June 2017, Mrs. Thanyakamol, who knew or possessed the inside information, sold 7.94 million EARTH shares and 2.89 million

possessed the inside information of EARTH, which is a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH's lack of liquidity

the inside information of EARTH, which is a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH's lack of liquidity

. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures