seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with  SEC’s rules and guidelines associated with establishment of IT system***, aiming to

the 3-month period is 95.7 million baht decrease from the same period of the previous year 36.4% As a result of the reduction in the number of IT Junction branches that did not meet the target, the

intermediary shall maintain net capital in conforming to the rules as stipulated in the Notification of Securities and Exchange Commission on the issue thereof, as the case may be; (b) in case of a securities

thereof, as the case may be; (b) in case of a securities company in category of mutual fund management company or private fund management company, such securities company shall have shareholders’ equity

approved not less than five years from the date of obtaining securities business license unless the SEC gives a waiver thereof. Clause 7 Fees shall be prescribed as follows: (1) application for securities

with the SEC via the SEC Office in Form 90-6 attached herewith together with two copies thereof. In filing of application under the first paragraph, securities company shall file with the following

 SEC and shall maintain the formation and proportion of shareholding as approved not less than five years from the date of obtaining securities business license unless the SEC gives a waiver thereof

establish limited company or public limited company for operating securities business in the category of private fund management shall file an application for approval thereof with the SEC Office within the

for a period of not more than six months from the effective date hereof. Clause 5. This Notification shall come into force as from 1 April 2001. Notified this 19th day of March 2001. - Signature - (Mr

operation for a period of not more than six months from the effective date hereof. Clause 5. This Notification shall come into force as from 1 April 2001. Notified this 19th day of March 2001. - Signature