signatories for the benefit of clients in choosing Asset Managers. Other Institutional Investors who are not regulated by the SEC, and who follow the I Code, are also encouraged to notify the SEC with the
association relating to securities businesses with the objectives of promoting the operation of securities businesses by the virtue of provisions under the Securities and Exchange Act B.E 2535 only. In so
intermediaries to sell the products in renowned markets; China, Japan and Korea, for example, while the cooperation with the European Union (EU) has been established to allow offer for sale of units of Thai mutual
already obtained their respective licenses while others are in the application process. They each deploy different data types and structures in their business operation. The SEC is therefore proposing draft
of the aforesaid businesses are as follows: ( 1 ) In the case of “ digital asset investment consultant, ” giving advice on digital asset investment or quoting digital asset value, and in the case of
of minors are subject to several provisions of the Civil and Commercial Code, which may cause a risk to minors regarding the effectiveness of their legal acts and a risk to digital asset business
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
assets ≥ 50 million baht; Two appraisers are required for all related party transactions (also applied in the case of buying assets from high net-worth unit holders, or related party with those high net
. Available. Registration with the ThaiBMA - Only long-term bonds. Only long-term bonds. Only long-term bonds. Ratings - - - Required. [1] This means persons who are related to the issuer in terms of
Additional rules in case of concentrated allocation Concentrated allocation is allocation to any person more than five percent of the approved number of shares, which must comply with additional rules as