approval for the personnel working for them. In late last year, the SEC sought stakeholders’ opinions on the principles of the proposed amendment and most agreed with the proposal. Currently, the SEC is
เรื่องความเท่าเทียมทางเพศและพลังของผู้หญิงในเอเชีย รวมถึงนำเสนอแนวทางปฏิบัติของ Women Empowerment Principles หรือ WEPs ในการสนับสนุนผู้นำหญิงในภาคธุรกิจและผู้ประกอบการหญิง ตลอดจนการสร้างความโปร่งใสในการ
draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients
) or NAP Plan, following the United Nations Guiding Principles on Business and Human Rights (UNGPs), to assist business sector integrate human rights into its business operations. Earlier, during the
principles to mitigate the risks of greenwashing and promote readiness of the ESG in practice factor. Furthermore, international experts in sustainable investment and analysis shared their experiences with
management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
principles for supervising DA custodial wallet providers. In this regard, on 10 November 2022, the SEC Board Meeting No. 15/2565 passed a resolution approving the proposed revision to the principles whereby an
The SEC Board Meeting No. 13/2566 and No. 17/2566 held on 15 August 2023 and 7 December 2023, respectively, resolved to approve the principles for revising the advertising rules for business
core principles take into account environmental, social and governance (ESG) factors in the business practices of investee companies, offering institutional investors a balanced focus apart from seeking