punishment.”_____________________
SEC. Therefore, it is deemed that {B} has already served SEC’s punishment in full. In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors
agreements: (a) Investor Rights Agreement between BCPI and LAC; (b) Amended and Restated Credit and Guarantee Agreement between BCPI and GFL International Co., Ltd. (“GFL”) as the joint lender with LAC as the
the letter of guarantee. Part of such contingent liability is related to the Company's litigation cases in 2012 - 2014. However, if after the court has ruled that the company wins the case, the Company
period will allow APCON to allocate cash flow of the business more appropriately. The details of transaction as follows; 1. Transaction date May 13, 2020 2. Details of financial assistance Guarantee
date August 14, 2020 2. Details of financial assistance Guarantee Provider Guarantee Recipient Eason & Co Public Company Limited Advance Power Conversion Company Limited relations between the company 1
date for determining the underlying value: Guarantee/collateral: Method of redemption: Physical Cash Physical or Cash Etc. …… Principal protection at maturity date: Offering price: Condition for
conversion. In addition, it was found that there are solicitors who promise or guarantee high returns from such ICOs investment in the form of Ponzi scheme, luring investors into quick, ill-informed decisions
) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns
) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns