available to provide services with respect to the trading or exchange of digital assets for its own account in the normal course of business outside the digital asset exchange. Additionally, 1000X has
investors, are expected in mid-2019.For the next three years, the SEC strategic plan will continue to focus on expanding the public access to financial planning services to create long-term financial freedom
ceasing of the Zinc operations, total sales volumes in Q4 2017 dropped by 7% from Q4 2016. The sales volumes of imported metals, at lower margins than the PDI’s own mine production, reached 52% of total
of 10 Baht per share with a number of share 2,579,998 shares. After the transaction complete the Company will own a share proportion 60% of the total outstanding share of BB. Such transaction is an
? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further
then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client; (2) In July 2017, Nutnicha borrowed shares of
own address and to submit capital reduction order for the client?s private fund. With the capital reduction payment, Thanjira bought investment units for the second client and Surasak. Moreover, she
business operator who performs safekeeping of clients’ digital assets to function as a digital asset wallet provider and provide service to own clients or clients who open wallet with other digital asset
/ActandRoyalEnactment/Act/act-sea2016-no5.pdf Microsoft Word - edited 18 4 08 - A4 paper.doc held in its own capacity ; (2) manage the trust property in accordance with the trust instrument and this Act; (3) record the
other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification