According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during the months of March and October 2017, Nattapong, then a securities investment consultant at the bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription transactions as originally intended by the investors in the following business day. Instead, he spent the sub...
Reporting Person : - | Type of securities : - | Date of reporting obligation : 10/11/2010
Reporting Person : - | Type of securities : - | Date of reporting obligation : 07/12/2007
Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/12/2007
Reporting Person : - | Type of securities : - | Date of reporting obligation : 09/04/2015
Reporting Person : - | Type of securities : - | Date of reporting obligation : 20/05/2008
Reporting Person : - | Type of securities : - | Date of reporting obligation : 22/06/2016
Reporting Person : - | Type of securities : - | Date of reporting obligation : 20/01/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 29/01/2015