on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without
Federation of Exchanges (WFE); 1.2 Public offering of securities must be made before listing on the SET to ensure an adequate number of free float. The offering can be made either by issuing new shares
.; (2) Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that
the SEC’s strategic priority to build cyber resilience and to ensure that licensed corporations have efficient IT systems and resilience to cyber threats and are able to comply with the governing rules
plans and distribution of digital tokens, examine and ensure source code that matches the disclosed information, and identify investors’ identity, status and risk-taking ability.Once ICO portals are
report the proceeds from sale of mutual funds to the investors to ensure that the investors have sufficient information for making the investment decision and shall not make payment of commissions to the
one portfolio or asset class. portfolios align with goals to ensure unabated coal-based power generation is phased out by 2030 in OECD countries and by 2040 in non-OECD countries; existing investments
that Promote Sustainable Value Creation) หลักปฏบิตั ิ3 เสริมสร้างคณะกรรมการที่มีประสิทธิผล (Strengthen Board Effectiveness) หลักปฏบิตั ิ4 สรรหาและพัฒนาผู้บริหารระดับสูงและการบริหารบุคลากร (Ensure
/ActandRoyalEnactment/Act/explan-digital.docx HouseStyle Decree are that the law is enacted to ensure the effectiveness of the supervision and monitoring of the activities and businesses relating to digital assets and