, their welfare benefits, and bring about versatility in terms of increase/decrease of the number of personnel as appropriate. With regard to the services provided by the Service Provider, as the Company’s
organization (SRO) overseeing the implementation of professional codes of conduct and disciplinary actions. More emphasis on outcome-focused supervision will enhance business flexibility and facilitate market
, e.g. permission for cross directorship of securities companies, to enable enhancement of their flexibility in business operation in support of structural adjustments. The SEC has also facilitated
both national and sub-national levels to ensure country’s adaptability to climate change; Creating mechanisms to reduce GHG emissions, and leading to sustainable low carbon growth; Building readiness of
flexibility in business operation as well as greater competitiveness, and in line with the trend towards consolidated supervision of financial institutions of the Bank of Thailand.
management or advisor of another securities company, which is in support of financial conglomerate of securities businesses, bringing about flexibility in business operation as well as greater competitiveness
to increase flexibility and investor protection Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from
asset business rules to increase flexibility and investor protection Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the