comply with the SEC?s approved advertising or sales promotion guidelines issued by the Thai Listed Companies Association and Association of Investment Management Companies. Any business operator failing to
trading orders via the phone with call recorder. Making securities trading decisions on behalf of client and failing to completely record client's securities trading orders were in violation of the Clauses
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and
Asset Management Co., Ltd. failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by failing to invest in debt instruments of which
/2023 Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has been failing to report a summary of the assignment of other persons to http
Dated 24/04/2023 Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has been failing to report a summary of the assignment of other persons to
whose performance met the quality criteria but had been declined due to affiliation with audit firms failing to meet the requirement of four auditors at a minimum; (3) Extending the period
limited trading liquidity, thus potentially failing to truly reflect the fundamental value of the company. Additionally, after considering the funding adequacy and the current economic and capital market
' meeting to select new directors to run the business and try to solve IFEC problems urgently for the benefits of shareholders and the company.By failing to acknowledge the civil sanctions imposed by the