: (a) By which procedure does the mutual fund offer and accept redemption of investment units? (b) In which case does the management company reserve the right not to offer investment units? (c) What
Scheme. 6. Rules, conditions and procedure for the offering BBGI will proceed to offer its new ordinary shares to the directors, management and employees of BBGI and its subsidiaries after the Office of
transaction of securities dealing with a client , a securities company shall specify a procedure and method for the Know Your Client & Client Due Diligence (KYC/CDD) in writing whereby there shall be sufficient
a procedure and method for the Know Your Client & Client Due Diligence (KYC/CDD) in writing whereby there shall be sufficient processes to ensure that the client is the same person whose identity
the Office in accordance with form and procedure together with supplementary documents as specified in the electronic work system of the Office. Clause 11 In applying for license, the application shall
an application with the Office in accordance with form and procedure together with supplementary documents as specified in the electronic work system of the Office. Clause 11 In applying for license
an application with the Office in accordance with form and procedure together with supplementary documents as specified in the electronic work system of the Office. Clause 11 In applying for license
the Office a renewal application at least thirty days prior to the expiry date of the approval in the form and procedure provided in the Office’s electronic work system along with evidence or reference
from the calendar year obtained an approval from the Office; (2) submit to the Office a renewal application at least thirty days prior to the expiry date of the approval in the form and procedure
provided in item 3.3.3(1) above, as long as the discretion is exercised in furtherance of the objective to facilitate the continuous mobility of the existing Recognised Representative. 3.3.4 Procedure for