operation, reputation, position and results of operation of the intermediaries. “manager” means a person who is designated by the board of directors of intermediaries to be the highest responsible supervisor
purpose of borrowing money is in compliance with Clause 4; (2) a lender is not fund supervisor of the infrastructure mutual fund; (3) financial leverage ratio of the infrastructure mutual fund shall conform
_____________________________________________________________________ 5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and
5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC will notify the results within 90 days after receiving the application and a
benefits received from activities other than investment (if any); Portfolio turnover ratio; The opinion of the mutual fund management company; The opinion of the mutual fund supervisor; Information on
, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC will notify the results within 90 days after receiving the application and a
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
benefits received from activities other than investment (if any); Portfolio turnover ratio; The opinion of the mutual fund management company; The opinion of the mutual fund supervisor; Information on