securities company shall have the following qualifications: (1) Having academic qualification and work experience in accordance with the following rules, except being granted an exemption by the Office: (a) In
company shall have the following qualifications: (1) Having academic qualification and work experience in accordance with the following rules, except being granted an exemption by the Office: (a) In respect
engagement in the securities business of investment advisory service (IA): amending the conditions for exempting from engaging in IA; adding exemption from engaging in IA for personnel of foreign business
some of its regulations for offers via private placement to related parties or investors who can look after themselves. The offers will be permitted as public offerings, with an exemption of duties for
exchanges must be exchanged with baht or cryptocurrencies listed on the notification.SEC Board has also approved the exemption on the offering of utility token that is ready to use at the day of offering
deductions of up to 30 percent of their assessable income, at an amount not exceeding 100,000 baht, for investments in Thailand ESG Funds. This includes the exemption of taxes on capital gain or benefits
) register the bonds with the Thai Bond Market Association (ThaiBMA) in all cases. In this regard, the SEC would grant a temporary exemption to the roll-over of outstanding non-investment grade bonds** to
otherwise entitled. Clause 3 Intermediaries shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising
otherwise entitled. Clause 3 Intermediaries shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising
of management, work systems, particularly efficient technology systems, a system to review and assess customers’ suitability, which is very important as digital assets contain high risks. Once