company shall have the following qualifications: (1) Having academic qualification and work experience in accordance with the following rules, except being granted an exemption by the Office: (a) In respect
engagement in the securities business of investment advisory service (IA): amending the conditions for exempting from engaging in IA; adding exemption from engaging in IA for personnel of foreign business
some of its regulations for offers via private placement to related parties or investors who can look after themselves. The offers will be permitted as public offerings, with an exemption of duties for
exchanges must be exchanged with baht or cryptocurrencies listed on the notification.SEC Board has also approved the exemption on the offering of utility token that is ready to use at the day of offering
deductions of up to 30 percent of their assessable income, at an amount not exceeding 100,000 baht, for investments in Thailand ESG Funds. This includes the exemption of taxes on capital gain or benefits
) register the bonds with the Thai Bond Market Association (ThaiBMA) in all cases. In this regard, the SEC would grant a temporary exemption to the roll-over of outstanding non-investment grade bonds** to
Establishment of Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours (No. 2)
relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been accused of or subjected to criminal proceeding
the operational risk and the customer relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been
relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been accused of or subjected to criminal proceeding