for intermediaries or their employees to use advance information on clients? trading orders of securities or derivatives to execute their own orders before clients? (front running), or disclose such

? money intended for payments of investment unit purchases for personal gains.In so doing, they did not execute their clients' purchase transactions via the bank system, counterfeited fund passbooks and

client upon the request to take care of the trading account. She also sought assistance from a team member, an investment consultant in the team who was in charge of this client's account, to execute the

market, and etc , the Client may sustain a loss due to its outstanding position in derivatives contracts at settlement date. 3.5 Risk Associated with Failure to Execute Stop Loss Order A derivatives agent

and the Sellers expect to execute the shares sale and purchase agreement and complete the purchase of COMASS’s shares within June 2019. The transaction constitutes an acquisition of assets pursuant to

shareholders in both parties (Please see details in “5. Details of connected person and the area of interest of connected persons”) 3. General description of the transaction The Company has agreed to execute the

, sign and/or execute any documents that related to the transaction in order to the complete the objectives. The details of the transaction are as follows: Date of Transaction : 8 November 2019 Company

by the Executive Committee shall be authorized to take any arrangements necessary for and in connection with the execution of the agreements in order to execute such transaction as it deems appropriate

investment tool that makes mutual fund investment easy to access and execute. With the key message, “Happy Saving with Aom No. 5 Campaign,” the campaign has arranged for facilitating conditions and processes

as its independent financial advisor to carry out such functions as required by the Notifications on Connected Transactions. In this connection, the Company did not execute any other connected