. An exception is for the mutual fund that offers all investment units to non-Thai residents (country fund). In this case, the management company shall prepare the financial statements in conformity to
by an auditor approved by the Office as per the Office’s notification governing approval of auditors. An exception is for the mutual fund that offers all investment units to non-Thai residents (country
investment or represent that there shall no loss on investment at any fixed rate, with the exception of a representation given in accordance with the criteria prescribed and notified by the SEC Office; (5) in
derivatives broker shall not represent any fixed rate of profits or returns on investment or represent that there shall no loss on investment at any fixed rate, with the exception of a representation given in
the deviation of AdjRW recorded in the past. The amount of Baht 14.92, and 18.81 million for diagnosis related group (DRG) received in year 2013 and 2015 respectively and the amount of Baht 8.46 million
share- holders (through what is known as 'tunnelling' 3 ), or misrepresenting an individual company's financial statements (of particular concern where the company is under pressure to meet expectations
warning on issues. BP saw such an earthquake in its share price after the Gulf oil spill disaster prompted engaged investors to use their voting rights to call for the removal of the chair of the board’s
, with the exception of the bonds whereby the issuer has the callable option, or the holder has the puttable option and the return is fixed or floating rates according to the interest rate of a financial