Earlier on 5 August 2021, the SEC Board Meeting No. 14/2564 approved the proposal for amending the regulations related to supervision of digital asset business operators whereby digital asset
violations. In following this manual, if any wrongdoings are found, the business operators are encouraged to report the cases to the SEC and verify that sufficient risk management and control systems have
Supervision Group • responsible for ensuring that all securities companies and related associations are qualified for conducting their businesses by having sound financial conditions, proper internal control
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
on the internal control system in key operating areas to assure that objectives in supervision is met with efficiency, effectiveness, transparency and fairness. Moreover, there are measures in
region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from 15-16 June 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was
region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from June 15-16, 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was
The MOU is a fruitful result of the collective cooperation of the four organizations in ensuring that their respective policies and oversight frameworks for personal data protection as well as
Secretary-General Pornanong Budsaratragoon said: “The SEC focuses on both the development of the digital asset market and the supervision of digital asset business operators. We consider the characteristics
misunderstanding that deposit taking and lending services are under the same supervision as regulated digital asset businesses. Under the SEC’s policy, digital asset business operators are not allowed to provide or