had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
System Standards’ Certificate (ISO/IEC 27001:2013) Land and Houses Bank Public Company Limited has been certified the information security management system standards (ISO/IEC 27001:2013) to enhance the
System Standards’ Certificate (ISO/IEC 27001:2013) Land and Houses Bank Public Company Limited has been certified the information security management system standards (ISO/IEC 27001:2013) to enhance the
effectiveness of their monitoring and ownership activities and communicate the results to their clients or beneficiaries, in such a way as to enhance their understanding without compromising specific engagement
. Sutasanee Karnasuta Objectives of bor rowing To enhance the company’s liquidity. Borrowing amount Total amount 20,000,000 Baht which are: 1. 12,000,000 Baht from K Alliance Company Limited 2. 8,000,00 Baht
Bangkok, August 28, 2015 ? The SEC has amended rules governing issuers? qualifications to further enhance the efficiency in the securities public offering?s reviewing process of non-listed companies
, particularly new-gen groups, for digital asset and fund raising businesses operation such as issuance of digital tokens or ICOs.As such, “SEC finds it necessary to enhance knowledge and understanding
SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the
comply with international standards. In addition, to enhance protection of investors’ interest, SEC is proposing to revise the regulations related to ICO portals including the approval process, IT