participate in the oversight of the financial reporting preparation and disclose more useful and relevant information to investors; investors should be more equipped to analyze financial reporting and use the
access, abnormal and/or illegal use of information systems and user identification of internet trade clients. It should also be required to monitor and analyze such recorded evidence. 31 Provisions in the
.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...
systems and user identification of internet trade clients. It should also be required to monitor and analyze such recorded evidence. Provisions in the Notification No. Sor Thor. 37/2559 Clause 23 An
organizations. The survey was the collaboration between the SEC and ACCA to gather opinions of audit-firm personnel to identify retention factors and analyze any causes of resignation for future improvements
developed customer- relation management process to systematically and thoroughly identify, analyze and develop marketing strategies over approximately 220,000 shops nationwide domestically with 31
Ratio (LCR), in our liquidity risk control and management. KBank has also developed tools to assess and analyze liquidity risk that meet international standards, as well as assisting in the achievement of
Short Sale (No. 9) dated 3 October 2008. -4- (1) provide sufficient information of such person to analyze the suitability of lending money for purchasing securities or lending securities for making a
also developed tools to assess and analyze liquidity risk that meet international standards. This allows us to devise an effective plan for overall liquidity management, including foreign currencies
that they are fit and suitable for current information technology risks; (2) monitor and analyze potential risks to computer systems relating to clearing and settlement services with respect to