manager being a director, executive or employee of another company, the mutual fund management company shall prove that the organization structure of is designed or efficient measures installed to prevent
manager being a director, executive or employee of another company, the mutual fund management company shall prove that the organization structure of is designed or efficient measures installed to prevent
capital market. In developing a sustainable capital market, the SEC has set a vision to embrace changes and develop a fair, efficient, dynamic and inclusive ecosystem for all by closely collaborating with
and innovations to facilitate fast and convenient market access, more efficient cost management of existing and new intermediaries in fulfilling investors? demands, enhancing market supervisory
efficient functioning of the financial market. As the current stress period is the result of the temporary liquidity shortage while bond mutual funds still hold low-risk, good
seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
making necessary preparations for compliance with the Personal Data Protection Act to ensure that the gathering, storing and using of personal data will be efficient and comply with standards; (7
renewal to another level that is fully digitalized and efficient. This makes it convenient for both the license holders and their respective employers as it reduces the use of paper, working hours and
invest in products denominated in foreign currencies, which will enable Thai investors to have channels and options in making an investment based on their investment strategies in a more efficient manner
raising tools to optimize their business values while helping investors to create efficient investment strategies. Assoc. Prof., Dr. Chiraphol Chiyachantana, researcher, Faculty of Commerce and Accountancy