refused to cooperate with other IFEC directors to facilitate the board of directors’ meeting by making available a meeting venue. Such misconduct was therefore deemed as the failure to perform his duty
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
เพื่อให้หลักเกณฑ์มีความชัดเจน ครอบคลุมการทำรายการของบริษัทจดทะเบียน รวมถึงให้สิทธิผู้ถือหุ้นมีส่วนร่วมตัดสินใจ และให้คณะกรรมการปฏิบัติหน้าที่โดยคำนึงถึงหลัก fiduciary duty และปรับปรุงนิยามที่เกี่ยว
asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1) Be independent from the asset management
translation is strictly for reference. Please also note that the translation has not been subjected to an official review by the SEC Office, which can neither undertake any responsibility for its accuracy nor
The SEC shall have the power and duty to formulate policies to promote, develop and supervise trust for transactions in the capital market. Such power and duty shall include: (1) the issuance of rules
the translation has not been subjected to an official review by the SEC Office, which can neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or
responsibilities One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us FAQ Detail Content Whistleblower Auditor's duty to expose circumstance that is
Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making