records of such activities in the form of recorded tape or electronic data storage. Clause 20 In trading securities with a retail client , a securities company shall prepare evidentiary documentation to
giving of advice or negotiation with a client is made on telephone or electronic means, a securities company shall keep the records of such activities in the form of recorded tape or electronic data
company shall keep such record into recording tape or electronics recording appliance. Clause 19/1. In dealing with retail client, a securities company shall arrange to have documents or evidence showing
of telephone or via electronics, the securities company shall keep such record into recording tape or electronics recording appliance. Clause 19/1.23 24 25 In dealing with retail client, a securities
, the securities company shall keep such record into recording tape or electronics recording appliance. Clause 19/1.23 24 25 In dealing with retail client, a securities company shall arrange to have
หรือมีอายุสัญญาไม่เกิน 397 วัน นับแต่วันที่ลงทุนใน ทรัพย์สินหรือเข้าท าสัญญานั้น และมี portfolio duration ในขณะใด ๆ ไม่เกิน 92 วัน 15 Risk profile ระดับ ควำม เสี่ยง ประเภท หลักทรัพย์ท่ีลงทุนเป็นหลัก
(portfolio duration) 2.3 กำรเปิดเผยผลขำดทุนสูงสุดในช่วง 5 ปี (maximum drawdown) 2.4 กำรเปิดเผยผลกำรด ำเนินงำนของกองทุนหลัก (master fund) อย่ำงน้อย 3 ปี ของ feeder fund 2.5 กำรเปิดเผย track record ของปัจจัยอ้ำ
suitable duration. 2. Parties Buyer : Vanachai Group Public Company Limited Seller : Vanachai Wood Smith Company Limited Relations with the listed company : When establishing Vanachai Wood Smith Co., Ltd
of directors or the audit committee of company. Such plan shall compose of clear procedures, method and duration of work so as to enable personnel and units to perform their duties under (a); (c
the board of directors or the audit committee of company. Such plan shall compose of clear procedures, method and duration of work so as to enable personnel and units to perform their duties under (a