e-service Online Submission See canceled document Securities Borrowing and Lending >> Audited Financial Statements & Auditor Approval (section 106)   Type Title Section See Document Status Notified

e-service Online Submission See canceled document Securities Borrowing and Lending >> Public Disclosure (section 108)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Reporting & Notification Requirements (section 109)   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Securities Borrowing and Lending >> Revocation of License (section 147)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Short Sale Provisions (section 98(5))   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Management Approval and Revocation (section 104)   Type Title Section See Document Status Notified Date Effective

e-service Online Submission See canceled document Securities Brokerage Business >> Securities Lending / Credit Balance (Section 102)   Type Title Section See Document Status Notified Date Effective

borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its

various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending. 

operators receive from the commercial bank(s). In case of digital assets, seeking benefits for clients shall be prohibited, including in the form of digital asset lending to other persons. Business operators