have subscribed for those debt securities. Clause 13 In cases where any of the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke a private
integrity of the prospective client was in doubt. Hence, engagements with significant risks, including the fraud risks, could mistakenly be identified as acceptable or tolerable. There were occasionally
สมควร (proof beyond reasonable doubt) ซึ งอาจไม่เหมาะกบัการกระทาํผิดในคดีหลกัทรัพยที์ไม่มีการทิ)งร่องรอยการกระทาํความผิดเหมือน คดีอาญาทัวไป หรือพยานหลกัฐานส่วนใหญ่อยูใ่นรูปของเอกสารหรือขอ้มูลทางอิเลก็ทรอ
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke a private placement of debt securities, as the case may be: (1) the Thai government
facts with respect to such lack of qualifications in support of its consideration. Clause 16 In cases where any of the following grounds for suspicion appears to the SEC Office, the SEC Office shall not
any of the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke an offer for sale of a private placement of the debt securities, as the case may
suspicion of management mechanism in the following manners: 1. there is a possibility of unfair treatment of shareholders by improperly giving more benefits or an advantage to any group of shareholders over
. Further guidance on these distinctions is given in Section 3.2. If in doubt, please reach out to the Climate Bonds Initiative for support. 3.3. Key elements to the Criteria As a general principle, bonds
แบบแสดงรายการข้อมูลการเสนอขายตราสารหนี้ 1 แบบแสดงรายการขอ้มลูและรา่งหนงัสอืชีช้วนส าหรบัการออกและเสนอขายตราสารหนี ้ ทีอ่อกและเสนอขายโดยนติบิคุคลตา่งประเทศ Registration Statement for Issuing and Offering of Debt Securities by Foreign Issuer Commercial Name of the Issuer……………………………………….. Offering to…………………………………………………………………….. Features of Debt Securities i.e. interest rate/ offering unit /total principle amount/ par value per unit/offering price per unit etc. Credit Rating…………………………………………………………………...