the end of any business day. In case the securities company has ceased its derivatives business and already informed the cessation thereof in writing to the SEC Office, such securities company shall
baht and [net capital ratio] not less than 7% of general liabilities and collateral at the end of any business day. In case the securities company has ceased its derivatives business and already informed
liabilities and collateral at the end of any business day. In case the securities company has ceased its derivatives business and already informed the cessation thereof in writing to the SEC Office, such
characteristic which causes the approval terminated, or he has been being proceeded regarding another matter in a similar manner which causes inability to perform duty as personnel in capital market business or as
securities company shall be terminated upon the person’s vacating the position, such as upon an expiration of the term of office and no re- appointment has been granted, or due to a tender of resignation from
Securities (Thailand) terminated Panita?s employment and filed a lawsuit against her and the related persons.In the case of Nitchawan, her dishonest acts against a client?s assets involved using the client?s
results Sort by: Relevance Date (Newest) Date (Oldest) EDITED not entitled upon the employees whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c
Date (Newest) Date (Oldest) EDITED not entitled upon the employees whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c) damages or interest
www.ucity.co.th 1.6 Net Loss After taking all of the aforementioned into account and a loss from discontinued operation of Baht 9.0 million, the Company recorded a net loss for the third quarter of Baht 907.7
% 5,324 63.6% Tax expense 2,588 1.3% 835 0.4% 1,753 210.0% Profit from continuing operations 11,105 5.4% 7,534 4.0% 3,571 47.4% Loss for the period from discontinued operations, net of tax(5) (1,073) (0.5