DAOL INVESTMENT MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 23/09/2019 - 27/09/2019

BBL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 10/05/2023 - 12/05/2023

KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 27/04/2021 - 12/05/2021

ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 13/05/2024 - 21/05/2024

BBL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 16/08/2016 - 23/08/2016

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 31/05/2024 - 06/06/2024

Bangkok, 27 March 2023 – As appeared in the news reports of certain news agencies and online media on 24 March 2023 that Zipmex Co. Ltd. (Zipmex) had not received investors’ payment for capital

client's order and not taping investment advices and client's order. Following a report on client?s complaint filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A} sent

Bangkok, December 27, 2012 - The SEC imposed a one-month suspension on three investment consultants of Phillip Securities (Thailand) Plc. for not taping clients? trading orders, effective from

SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in order to increase opportunities for, and facilitate, investors to access information of products in ASEAN capital market, and to complement an initiative of ASEAN Capital Markets Forum (ACMF) which aims to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules...