management company shall demonstrate that the following operating systems have been prepared for the branch office: (a) internal control system that shows intercommunication between the branch office and the
clients, volume from existing IUs started to show the recovery sign with 17% growth in July from monthly average in Q2’2020. Furthermore, the trend of gas price looks favorable to our SPP business with a
investment; 4.2) be able to demonstrate that persons who are or will become shareholders, directors, managers or persons with management authority in the ICO portal do not have any prohibited characteristics
details of the information additionally stipulated under this Notification if the offeror is able to demonstrate that such information shall not materially affect the making of investment decisions of
mutual fund does not demonstrate that the SEC Office has certified the accuracy of the information in the prospectus or the price or return of the investment units offered for sale.” (2) A warning in case
approval for an offer for sale of newly issued bonds upon complying with the following rules: (1) being a company established under Thai law; (2) being able to demonstrate that an offer for sale of newly
in compliance with different guideline, should it be able to demonstrate to the Office that such guideline provides for appropriate and effective operating system with acceptable standard. The
with different guideline, should it be able to demonstrate to the Office that such guideline provides for appropriate and effective operating system with acceptable standard. The guideline for the
, who have duty to communicate with or provide services to the client , to display themselves, by ways and means as determined by the intermediary , that they are assigned by the intermediary to provide
is able to show that such redemption will not affect the fund’s viability; (2)* having the term, infrastructure fund, at the end of its name and shall also contain a term specifying the category of the