details, that cover several issues such as personnel readiness, investment management, receiving and delivery of funds’ assets and risk management.SEC has studied the supervision in other countries and
public. The drafted regulations are expected to come into force on 4 January 2022 concurrently with the BOT’s regulations so that bond receipt and delivery to foreign investors will be done only through
Board No. Tor Nor. 3/2556 Re: Rules for Delivery or Distribution of Prospectus and Offering of Investment Units Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment
Board No. Tor Nor. 3/2556 Re: Rules for Delivery or Distribution of Prospectus and Offering of Investment Units Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment
committee member; (2) the Director-General of the Fiscal Policy Office, the Ministry of Finance or the Deputy Director-General of the Fiscal Policy Office, Senior Expert or Director of the department in the
to 500,000 baht, plus a daily fine of 10,000 baht until the period of violation ends.In addition, Global Consultant publicly advertised that the company had a team of experienced and expert investment
Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independent expert to study relevant laws on supervision of the audit firms and auditors in Thai capital market in
obligations thereunder. Unless a party is able to offset its position before the settlement date, the seller of futures is obliged to make and the buyer is obliged to take delivery of the underlying asset of
and a CG expert in the ACGS, adds that “IOD congratulates all listed companies obtaining the awards. Thai listed companies have exhibited continuing improvement according to the ACGS standards
Institute of Directors (IOD) and Thailand’s CG Expert, said: "Thai listed companies have continually increased compliance with the ASEAN CG Scorecard (ACGS) in all categories. The number of companies having