such client?s assets were transferred to other persons? accounts without consent, causing damage to the client. The SEC has, therefore, delegated the ASCO to develop practice guidelines for securities
sub-committee entrusted to screen and give opinions to the board of directors in the case where such regulations has been submitted to the sub- committee for consideration; (4) reports on consultation
her approval and banned her re-entry into the industry for two years.Also reported by his employer Bualuang Securities PLC, the SEC probed into {B} case and found that {B} had been entrusted to trade
of issuance of CCET-WC by the shareholders’ meeting. The Board of Directors and/or the person(s) entrusted by the Board of Directors is (are) authorized to determine the issuing date of Warrants after
postponement of redemption payment, and immediately disclose such information to other unitholders and general investors through any methods; (3) by itself or by the mutual fund supervisor delegated to act on
February 2019, the management was assigned to study costs and expenses of Production department to reduce any expenses caused by equipment damage, investment in spareparts, maintenance fee and utilities as
Directors Resolution No.5/2016 on 20 September 2016 which has resolved to invest in Food and Beverage Business by assigned and authorized Mr. Suphot Wanna - Chief Executive Officer to be an authorized person
of Directors has carried out according to the authority assigned by the Annual General Meeting of Shareholders No. 1/2561, which is not contrary to or inconsistent with the law. The rules and
, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee