UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
LIBERATOR SECURITIES COMPANY LIMITED, Between November 18, 2022 to November 14, 2023, LIBERATOR SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the rules
PHILLIP Securities (Thailand) Public Company Limited Between Feburary 23, 2021 and May 2, 2024, PHILLIP Securities (Thailand) Public Company Limited, a private fund management company, has applied
PHILLIP Securities (Thailand) Public Company Limited Between June 7, 2021 and November 21, 2023, PHILLIP Securities (Thailand) Public Company Limited, a private fund management company, assigned
will deepen the cooperation between the two markets further,” said Ms. Ruenvadee Suwanmongkol, the Secretary-General of SEC Thailand.“HKIFA is in full support of the HK-TH MRF. We have been working very
Officer.“This bilateral agreement marks another significant milestone in the bilateral cooperation between Hong Kong and Thailand, following the Memorandum of Understanding on the Strengthening of Economic
Between January 1, 2021 and July 31, 2021, Satang Corporation Company Limited (“Satang”), digital asset exchange, kept customers’ digital assets in digital wallets http://market.sec.or.th/public/idisc/en
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
Beyond Securities Puplic Company Limited Between June 2, 2020 and August 26, 2020, Beyond Securities Public Company Limited (Formerly named AEC Securities Public Company Limited) as a securities