generate pressure on liquidity in the system. 18 Operational Risk Management Operational risk refers to the risk of direct or indirect losses to a bank’s
Increasing demand for loans which could generate pressure on liquidity in the system. 17 Operational Risk Management Operational risk refers to the risk of direct or indirect losses to a bank’s revenue or
Securities and Exchange Commission of Thailand (“SEC”) have agreed to develop a cooperative framework for cross-border offerings of funds between Hong Kong and Thailand, and signed the Memorandum of
connection, the Securities and Futures Commission of Hong Kong (“SFC”) and the Office of the Securities and Exchange Commission of Thailand (“SEC”) have agreed to develop a cooperative framework for cross
: __________________________________ __________________________________________ (full name) __________________________________________ (company) Name of foreign collective investment scheme (CIS): Type of arrangement: ASEAN
said ?Close collaborative efforts (between audit firms and regulators) on initiatives such as the AQI and the expanded auditor?s report are crucial if we want to raise the standards of audit quality in
cooperate with the SEC in our collective efforts to combat financial crimes.” Mr. Kamolsit Wongbutnoi, Assistant Secretary-General of the Anti-Money Laundering Board, the Anti-Money Laundering Office (AMLO
continues to welcome all sectors to join the collective commitment to incorporating responsibility into business conduct in line with the environmental, social and governance criteria in all aspects of their
. 41/2555 Re: Rules, Conditions and Procedures for Trading of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth Investor By virtue of Section 16/6 and Section 113 of the