of investment unit redemption ___________________ Clause 4 In appointing a natural person to be an agent for selling investment units or receiving requisition of investment unit redemption, a
Appointment of an agent for selling investment unit or receiving requisition of investment unit redemption ___________________ Clause 4 In appointing a natural person to be an agent for selling investment units
___________________ Clause 4 In appointing a natural person to be an agent for selling investment units or receiving requisition of investment unit redemption, a management company shall appoint a natural person who
Energy production from natural gas climate change mitigation Retrofitting of facilities that produce energy from natural gas Conversion and retrofitting projects only Conversion of existing natural gas
securities brokering, dealing, underwriting, mutual fund management, private fund management, securities financing, securities borrowing and lending; (2) “customers/ clients” means natural persons or entities
in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in relation to the customer’s account or
owns the account, or has significant interests in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in
sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall