securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information concerning operation of securities
securities company has prescribed securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information
Central Securities Depositories dated 3 August 2016, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: “parent company” means (1) a juristic person holding more than
to implement of the I Code. Implementation of the I Code by Institutional Investors will enhance confidence by domestic and global markets clients and trust that investment decisions and management are
Confidence". Website 5stepstoinvest.com (Thai Version) Facebook 5stepstoinvest (Thai Version) Regulatory Summary Qualifications 1. A juristic person with a license for operating securities or
to implement of the I Code. Implementation of the I Code by Institutional Investors will enhance confidence by domestic and global markets clients and trust that investment decisions and management are
Confidence". Website 5stepstoinvest.com (Thai Version) Facebook 5stepstoinvest (Thai Version) Regulatory Summary Qualifications 1. A juristic person with a license for operating securities or
stakeholders’ confidence in the way we conduct our business. The Company therefore would like to invite its shareholders to propose agenda topics for the 2018 Annual General Meeting of Shareholders (AGM) in
Building Confidence in the Capital Market No. 179/2014 SEC notifies ABC to rectify Q3/2014 financial statements Bangkok, December 17, 2014 – The SEC notified Asset Bright Plc. (ABC) to rectify its Q3
additional provisions and disclosure procedures to be in line with internationally recognized standards to enhance investor confidence. ___________________________________