information pertaining to such securities trading account which is beneficial for controlling employee of securities trading, and such other information under possession of the securities company, upon
securities trading to the subject securities companies within the fifteenth day of the following month, including other information pertaining to such securities trading account which is beneficial for
cooperation between the two authorities on matters pertaining to regulations and policies in financial services in both markets as well as emerging trends.Mr. Ian Johnston, Chief Executive of the DFSA, said
exchange information about emerging trends and developments in the financial or capital markets and regulatory issues pertaining to new technologies and innovation in the provision of financial
' Meeting regarding the schedule and agenda items for the 2021 AGM 06/01/2021 12:34 Notification of the progress concerning the sale of all shares in Nirvana Daii Public Company Limited, resulting in its
As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help
reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)