, underwriter will be required to seek client?s information sufficient to learn of client?s investment objective and understanding on the product. For the purpose of flexibility and practicality, underwriter is
the boards? understanding of their roles and responsibilities related to the CG Code and its practical relevance to the companies? business context, in the listed companies? disclosure.The revised Form
communication between the company and investors in terms of education, mutual understanding and good relationship.?All three internal units perform back office functions which are of course no less important than
Bangkok, September 18, 2013 ? The SEC, Department of Business Development, Ministry of Commerce and 10 public and private sectors signed a memorandum of understanding (MOU) to implement the project
the dissemination of knowledge to all capital market participants as well as the public. This is to enable better understanding about the capital market and greater use of capital market both as funding
of their salespersons. Moreover, the rule will introduce more convenient tools and channels for investors to obtain better understanding on products being offered to them in order to make well-informed
knowledge and understanding of accounting principles, specified expertise, and regular skill improvement in their respective fields. Concurrently, the IPO and PO issuers would be required to disclose
management companies must provide explanation concerning the funds for investors? understanding and must also take necessary steps to ensure that investors learn of associated risks prior to making investment
knowledge and understanding in capital market products and services before making investment decision. Those questions include ?What are the risks and rewards of the investment??; ?What kinds of investors are
Understanding (MoU) where Suzuki Motor Corporation planned to purchase from the said sellers the shares of Thai Suzuki Motor Co., Ltd. The MoU prescribed a condition that the sellers must proceed to either close