securities to the directors or employees in a rehabilitation plan under the law governing bankruptcy which has been approved by the court, the approved company shall be exempted from complying with the
investment. In this regard, they can help to raise good governance in the market by investing in companies complying with good governance principles, social and environmental responsibilities, and anti
stakeholders. In addition, licensed derivatives exchanges must comply with the regulations of the SEC, such as complying with the rules on business operations and receives approval of its rules and the form and
by adhering to ethics and professional standards issued by the association and approved by the Office, mutatis mutandis , only the part of investment management. Clause 12. In cases where the person
, mutatis mutandis, only the part of investment management; (2) perform duties by adhering to ethics and professional standards issued by the association and approved by the Office, mutatis mutandis, only the
focus on strengthening its own governance, enhancing organizational efficiency and effectiveness, and adhering to the Sufficiency Philosophy principles, namely, reasonableness, moderation, and self
Executives of Derivatives Intermediary, as the case may be. Clause 5 An intermediary may establish a branch office by complying with the following rules: (1) in case of domestic or oversea branch office, the