SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets, without or not complying
), mother of Mr. Nontawat Dhanasuwiwath who is the director and executive of the Company. Therefore, this is defined as connected transactions complying with notification of Capital Supervisory board, Tor
parties and personnel responsible for the communication under clause 4(3). Clause 6 In complying with business continuity policy and business continuity plan, intermediaries shall comply as follows: (1
have not been sufficient to completely offset shrinking consumer purchasing power, particularly in tourist areas. The Company has placed great importance on complying stringently and promptly with the
countries; (2) notifying regulations regarding the giving of advice complying with law concerning securities and exchange to the foreign securities business operator ; (3) notifying name and address of such
regulations regarding the giving of advice complying with law concerning securities and exchange to the foreign securities business operator; (3) notifying name and address of such securities company as a
or foreign, which constrain the applicant from complying with the rules or conditions to be waived; 7 (3) the applicant has provided other sufficient measures in lieu of its compliance with the rules
E_1 Legal_FA_2015_12_29-c A WWCCoorrppLL44..11hhiigg A Executive Summary 1 Management Discussion and Analysis For the Year Ended December 31, 2017 In 2017, Thai economic growth gained traction, buoyed by strong recoveries in tourism and exports. This growth momentum is expected to carry on into 2018, especially amid a brighter outlook in public and private investment. Nonetheless, the business sector remained challenged by new modes of competition in a broader marketplace amid the advancing digi...
The derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law