potential performance and risks (e.g. hedge funds, hybrid securities, structured products, investment units of a mutual fund of which the returns calculation is made in a complicated way (complex return fund
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes; (c) investment units of a mutual fund of which the returns calculation is made in a complicated way
to licensees' intention and a linkage of renewal training results from the training institutes with the SEC system. This digital approach will bring more convenience to more than 80,000 current
member He graduated with a B.A. and an M.A. in Public Administration from Thammasat University, Thailand. He also obtained Certificates in Superintendent Training Course and Senior Command Course from
and cyber security challenges while staying ahead of fast-changing cyber threats that are always becoming more diverse and more complicated. Reinforcing a cyber risk-aware culture that involves the
shareholders to exercise their rights. Section 1 Rights of shareholders 61Section 1 Rights of shareholders Basic shareholder rights include the right to 1) buy, sell, or transfer shares 2) share in the profit of
Independent Audit Inspection Activities Report for the 1ST cycle 1 October 2010 - 31 December 2012 5 7. Ms. Chongchitt Leekbhai Position • Associate Director of Academic Service and Training Center, Faculty of
references when engaging senior audit staff? Does the firm examine or interview candidates before recruit them? C Training 1 Does the firm have an induction course for new audit staff on firm’s policies and
- Deputy Director General of Securities Research and Training Center (SRTC) Mr. Nguyen Quang Thuong, Deputy Director General และคณะผู้บริหารจาก The State Securities Commission of Vietnam (SSC) ในโอกาสมาดูงาน
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดการอบรมหลักสูตรอบรมความรู้เกี่ยวกับการกำกับดูแลการปฏิบัติงาน (ASCO Compliance Training Program